新版金融英語詞匯表（X-Z）

*Terms commonly used in the Mainland
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找

X

息股證equity linked instrument (ELI)
稀釋*dilution
吸收合并merger by absorption
洗黑錢money laundering
細(xì)額先到先得Small Order First-In-First-Out
細(xì)價(jià)股small cap stock; penny stock
細(xì)盤撮合系統(tǒng)【美國】Small Order Entry System; Small Order Execution System (SOES)【US】
系列按金價(jià)值series margin value
系統(tǒng)參數(shù)system parameter
系統(tǒng)處理量system capacity
系統(tǒng)聯(lián)通權(quán)system access right
系統(tǒng)聯(lián)通權(quán)收費(fèi)【期權(quán)】System Access Right Fee【options】
系統(tǒng)性風(fēng)險(xiǎn)systematic risk
系統(tǒng)整合商system integrator
系統(tǒng)終止system closure
下單方式booking model
下一交收日到期/逾期數(shù)額報(bào)告【中央結(jié)算系統(tǒng)】Next Settlement Day Due / Overdue Position Report【CCASS】
先進(jìn)先出first in, first out (FIFO)
先刊發(fā)后審閱post-vetting
現(xiàn)貨價(jià)spot price; cash price; physical price; actual price
現(xiàn)貨市場spot market; cash market; physical market; actual market
現(xiàn)貨市場咨詢小組Cash Market Consultative Panel
現(xiàn)貨月spot month
現(xiàn)貨月按金Spot Month Charge
現(xiàn)價(jià)nominal price
現(xiàn)金差額繳款cash marks
現(xiàn)金股票化cash equitisation
現(xiàn)金回傭cash commission rebate; cash rebate
現(xiàn)金交收cash settlement; cash on delivery (COD)
現(xiàn)金結(jié)算*cash settlement
現(xiàn)金客戶cash client
現(xiàn)金流動表cash flow statement
現(xiàn)金流量折現(xiàn)/貼現(xiàn)discounted cash flow
現(xiàn)金流向/現(xiàn)金流*/現(xiàn)金周轉(zhuǎn)cash flow
現(xiàn)金殼股公司cash shell
現(xiàn)金收益凈值net present value
現(xiàn)金選擇cash alternative
現(xiàn)金資產(chǎn)公司cash company
限價(jià)賣空規(guī)則tick rule; uptick rule
限價(jià)盤；限價(jià)委托*limit order
限制買賣期；禁止買賣期“black out” period
限制通知書restriction notice
線路費(fèi)circuit fee
線上交易online trading
線上權(quán)益披露系統(tǒng)Disclosure of Interests Online System (DION System)
線上項(xiàng)目above the line
線下項(xiàng)目below the line
相抵持倉offsetting position
相對回報(bào)率relative return
相對強(qiáng)弱指數(shù)Relative Strength Index (RSI)
相聯(lián)公司associate; associate company; associated company
香港按揭證券有限公司The Hong Kong Mortgage Corporation Limited
香港財(cái)務(wù)策劃師學(xué)會The Institute of Financial Planners of Hong Kong
香港財(cái)務(wù)顧問學(xué)會Hong Kong Association of Financial Advisors
《香港財(cái)務(wù)報(bào)告準(zhǔn)則》Hong Kong Financial Reporting Standards (HKFRS)
香港場外結(jié)算有限公司（場外結(jié)算公司）OTC Clearing Hong Kong Limited (OTC Clear)
香港創(chuàng)業(yè)及私募投資協(xié)會Hong Kong Venture Capital and Private Equity Association
香港董事學(xué)會The Hong Kong Institute of Directors
《香港公司收購、合并及股份購回守則》Hong Kong Codes on Takeovers and Mergers and Share Repurchases
香港股份商會（1921 年-1947 年）Hong Kong Stockbrokers’ Association (1921-1947)
香港股票經(jīng)紀(jì)會（1891 年）Stockbrokers’ Association of Hong Kong -1891
香港管理專業(yè)協(xié)會Hong Kong Management Association
香港國際仲裁中心Hong Kong International Arbitration Centre
香港貨幣及投資匯展Money World Asia Hong Kong
香港交易及結(jié)算所有限公司（香港交易所）Hong Kong Exchanges and Clearing Limited (HKEX)
香港交易及結(jié)算所有限公司北京代表處Hong Kong Exchanges and Clearing Limited Beijing Representative Office
香港交易所慈善基金有限公司HKEX Foundation Limited
香港交易所電子登載系統(tǒng)HKEX Electronic Publication System
香港交易所服務(wù)網(wǎng)絡(luò)HKEX Service Network (HSN)
香港交易所領(lǐng)航星技術(shù)計(jì)劃HKEX Orion
香港交易所領(lǐng)航星市場數(shù)據(jù)平臺HKEX Orion Market Data Platform (OMD)
香港交易所領(lǐng)航星中央交易網(wǎng)關(guān)HKEX Orion Central Gateway (OCG)
香港交易所美元黃金期貨 — 超額回報(bào)指數(shù)HKEX USD Gold Futures – Excess Return Index
香港交易所美元黃金期貨 — 現(xiàn)貨指數(shù)HKEX USD Gold Futures – Spot Price Index
香港交易所美元黃金期貨 — 總回報(bào)指數(shù)HKEX USD Gold Futures – Total Return Index
香港交易所人民幣（香港）黃金期貨 — 超額回報(bào)指數(shù)HKEX CNH Gold Futures – Excess Return Index
香港交易所人民幣（香港）黃金期貨 — 現(xiàn)貨指數(shù)HKEX CNH Gold Futures – Spot Price Index
香港交易所人民幣（香港）黃金期貨 — 總回報(bào)指數(shù)HKEX CNH Gold Futures – Total Return Index
香港交易所設(shè)備托管服務(wù)有限公司HKEX Hosting Services Limited
香港交易所投資（香港）有限公司HKEX Investment (Hong Kong) Limited
香港交易所數(shù)據(jù)產(chǎn)品HKEX Data Products
香港交易所網(wǎng)站手機(jī)版HKEX Mobile
香港交易所（中國）有限公司HKEX (China) Limited
香港交易所資訊服務(wù)有限公司（香港交易所資訊服務(wù)）HKEX Information Services Limited (HKEX-IS)
香港交易所組合風(fēng)險(xiǎn)按金系統(tǒng)Portfolio Risk Margining System of HKEX (PriME)
香港金融大會堂HKEX Connect Hall
香港金融管理局（金管局）Hong Kong Monetary Authority (HKMA)
香港金融研究中心Hong Kong Institute for Monetary Research (HKIMR)
香港經(jīng)紀(jì)商會（1914 年-1947 年）The Hong Kong Stock Exchange
香港經(jīng)紀(jì)協(xié)會（1891 年）Association of Stockbrokers in Hong Kong (1891)
香港會計(jì)師公會Hong Kong Institute of Certified Public Accountants (HKICPA)
香港聯(lián)合交易所期權(quán)結(jié)算所有限公司（聯(lián)交所期權(quán)結(jié)算所）The SEHK Options Clearing House Limited (SEOCH)
香港聯(lián)合交易所有限公司（聯(lián)交所）The Stock Exchange of Hong Kong Limited (SEHK)
《香港聯(lián)合交易所有限公司 GEM 證券上市規(guī)則》（《GEM 上市規(guī)則》）Rules Governing the Listing of Securities on the GEM of the Stock Exchange of Hong Kong Limited (GEM Listing Rules)
《香港聯(lián)合交易所有限公司證券上市規(guī)則》（《主板上市規(guī)則》）Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited (Main Board Listing Rules)
香港聯(lián)合交易所資訊服務(wù)有限公司Stock Exchange Information Services Limited (SEIS)
香港律師會The Law Society of Hong Kong
香港期貨交易所有限公司（期交所）Hong Kong Futures Exchange Limited (HKFE)
香港期貨結(jié)算有限公司（期貨結(jié)算公司）HKFE Clearing Corporation Limited (HKCC)
香港商品交易所Hong Kong Mercantile Exchange (HKMEx)
香港上市公司商會Chamber of Hong Kong Listed Companies
香港上市臺資企業(yè)指數(shù)T-share Index
香港特許秘書公會The Hong Kong Institute of Chartered Secretaries (HKICS)
香港投資分析員公會Hong Kong Institute of Investment Analysts
香港投資基金公會Hong Kong Investment Funds Association (HKIFA)
香港投資通函呈報(bào)準(zhǔn)則Hong Kong Standards on Investment Circular Reporting Engagements (HKSIR)
香港投資者關(guān)系協(xié)會The Hong Kong Investor Relations Association (HKIRA)
香港投資者學(xué)會Hong Kong Institute of Investors (HKII)
香港網(wǎng)上經(jīng)紀(jì)協(xié)會有限公司The Hong Kong Association of Online Brokers Limited (HKAOB)
香港銀行公會Hong Kong Association of Banks (HKAB)
香港銀行同業(yè)拆息Hong Kong Interbank Offered Rate (HIBOR)
香港銀行同業(yè)結(jié)算有限公司Hong Kong Interbank Clearing Limited
香港銀行學(xué)會Hong Kong Institute of Bankers
香港預(yù)托證券；香港存托憑證*Hong Kong Depositary Receipt (HDR)
香港證券兌換代理服務(wù)有限公司HK Conversion Agency Services Limited
香港證券及期貨從業(yè)員工會Hong Kong Securities & Futures Employees Union
香港證券及期貨專業(yè)總會Hong Kong Securities and Futures Professional Association
香港證券及投資學(xué)會Hong Kong Securities and Investment Institute (HKSI)
香港證券交易所（1947 年-1986 年）The Hong Kong Stock Exchange
香港證券經(jīng)紀(jì)業(yè)協(xié)會（1978 年）（現(xiàn)稱「香港證券業(yè)協(xié)會」）Hong Kong Stockbrokers Association (1978) (now Hong Kong Securities Association)
香港證券市場文獻(xiàn)及文物征集計(jì)劃Hong Kong Securities Market Archives and Artifacts Collection Campaign
香港證券學(xué)會Hong Kong Securities Professionals Association
香港證券業(yè)同學(xué)會Hong Kong Securities Professionals Alumni Association
香港證券業(yè)協(xié)會Hong Kong Securities Association
香港中國企業(yè)協(xié)會Hong Kong Chinese Enterprises Association
香港中小型企業(yè)商會Hong Kong Chamber of Small and Medium Business
香港中央結(jié)算（代理人）有限公司HKSCC Nominees Limited
香港中央結(jié)算有限公司（香港結(jié)算）Hong Kong Securities Clearing Company Limited (HKSCC)
香港中央證券登記有限公司Computershare Hong Kong Investor Services Limited (CHIS)
香港中資證券業(yè)協(xié)會Chinese Securities Association of Hong Kong
香港專業(yè)財(cái)經(jīng)分析及評論家協(xié)會The Hong Kong Institute of Financial Analysts and Professional Commentators
香港資本市場公會Hong Kong Capital Markets Association
香港總商會The Hong Kong General Chamber of Commerce
相關(guān)/指定證券；基礎(chǔ)證券*underlying securities
相關(guān)/指定資產(chǎn)underlying asset
相互上市cross listing; dual listing
相聯(lián)者associated person
鄉(xiāng)鎮(zhèn)企業(yè)township and village enterprises
項(xiàng)目監(jiān)察委員會Project Oversight Committee
項(xiàng)目融資project finance
消耗性資產(chǎn)【期權(quán)】wasting asset【options】
銷售收入sales revenue
銷項(xiàng)增值稅output VAT
小盤股*small cap stock
小型恒生指數(shù)期貨Mini-Hang Seng Index Futures
小型恒生指數(shù)期權(quán)Mini-Hang Seng Index Options
小型恒生中國企業(yè)指數(shù)期貨(小型 H 股指數(shù)期貨)Mini-Hang Seng China Enterprises Index Futures (Mini H-shares Index Futures)
協(xié)議安排/協(xié)議計(jì)劃scheme of arrangement
協(xié)議控制*；可變利益實(shí)體Variable Interest Entity (VIE)
薪酬利益remuneration package
新股發(fā)行new issue
新股通Primary Equity Connect / Primary Connect
新華富時(shí)中國 25 指數(shù)FTSE/Xinhua China 25 Index (FXI China 25)
新加坡交易所Singapore Exchange (SGX)
新興及創(chuàng)新產(chǎn)業(yè)emerging and innovative sector
新興市場emerging market
新一代中央結(jié)算系統(tǒng)CCASS/3
新證券交易設(shè)施New Securities Trading Device (NSTD)
信貸credit
信貸額度credit limit
信貸風(fēng)險(xiǎn)credit risk
信貸掛鉤票據(jù)credit-linked note (CLN)
信貸管制credit control
信貸緊縮credit squeeze
信貸評級credit rating
信貸違約掉期credit default swap (CDS)
信托人trustee
信息商*；信息供應(yīng)商*；資訊供應(yīng)商information vendor
信心保證書comfort letter
信用擔(dān)保附約Credit Support Annex (CSA)
信用風(fēng)險(xiǎn)緩釋合約*Credit Risk Mitigation Agreement (CRMA)
信用風(fēng)險(xiǎn)緩釋憑證*Credit Risk Mitigation Warrant (CRMW)
信用評級credit rating
信用違約互換*credit default swap (CDS)
信用支持附件Credit Support Annex (CSA)
行權(quán)期*exercise schedule
行使exercise
行使方式exercise style
行使后按金margin-after-exercise
行使價(jià)/行權(quán)價(jià)格*strike price【options】; exercise price
行使價(jià)間距；行使間距strike interval
行使期/行使時(shí)限exercise period
行使日exercise day (E day)
行頭盤front running
熊市bear market
熊貓債panda bond
虛報(bào)misrepresentation
虛假聲明misstatement
虛假市場false market
虛價(jià)；虛值；價(jià)外out-of-the-money
虛擬市場virtual market
虛售交易；虛賣wash sale; wash trade
須予公布的交易notifiable transaction
須予披露的交易discloseable transaction
許可licence
選時(shí)交易market timing
選擇性銷售selective marketing
學(xué)術(shù)評審咨詢委員會【證監(jiān)會】Academic and Accreditation Advisory Committee 【AAAC】【SFC】
巡回推介；路演roadshow
詢價(jià)制*；簿記建檔*；累計(jì)投標(biāo)制book building
訊框傳送交易網(wǎng)絡(luò)frame relay trading network
訊息代碼【資訊供應(yīng)商】access code【information vendors】
訊息提示alert message; news alert

Y

押記pledge
押金*deposit
亞太經(jīng)濟(jì)合作組織Asia Pacific Economic Cooperation (APEC)
亞太區(qū)中央證券存管處組織Asia-Pacific Central Securities Depository Group (ACG)
亞洲公司治理協(xié)會Asian Corporate Governance Association (ACGA)
亞洲貨幣世界（新加坡）有限公司Money World Asia Pte Limited
亞洲基礎(chǔ)設(shè)施投資銀行（亞投行）Asian Infrastructure Investment Bank (AIIB)
亞洲及大洋洲證券交易所聯(lián)會Asian and Oceanian Stock Exchange Federation (AOSEF)
亞洲開發(fā)銀行Asian Development Bank (ADB)
延時(shí)資訊delayed data
延續(xù)交易證券Extended Trading Securities
延續(xù)早市Extended Morning Session
掩蓋資料寬免待遇【證監(jiān)會】masking relief【SFC】
衍生產(chǎn)品；衍生工具；衍生品*derivatives
衍生產(chǎn)品結(jié)算及交收系統(tǒng)Derivatives Clearing and Settlement System (DCASS)
衍生產(chǎn)品市場/衍生工具市場derivatives market
衍生產(chǎn)品市場咨詢小組Derivatives Market Consultative Panel
「衍生有道」網(wǎng)頁Using Derivatives section
衍生權(quán)證derivative warrant
揚(yáng)基債券Yankee bond
樣本股*；成份股constituents
遙距交易設(shè)施remote trading access
遙距交易所參與者Remote Exchange Participant
要求協(xié)助公告Request for Assistance Announcement (RFA Announcement)
要約offer
業(yè)績公布results announcement
業(yè)務(wù)劃分delineation of activities
業(yè)務(wù)紀(jì)錄track record
業(yè)務(wù)紀(jì)錄期track record period
伊斯蘭債券sukuk
一般豁免general waiver; blanket waiver
一般權(quán)證plain vanilla warrant
一般性授權(quán)general mandate
一帶一路指數(shù)Belt and Road Index
一級市場primary market
一級市場信息平臺【債券通公司】Primary Market Information Platform 【BCCL】
一籃子備兌證basket warrant
一籃子權(quán)證basket warrant
一籃子指數(shù)買賣盤index basket order
一線多機(jī)multiple-workstations
一致行動acting in concert
移倉transfer
移動平均值背馳指標(biāo)Moving Average Convergence-Divergence (MACD)
以按金形式繳付的期權(quán)金margined premium
以報(bào)價(jià)/開盤帶動quote-driven
以股代息dividend in specie; scrip dividend
以股換股share exchange
以監(jiān)管機(jī)構(gòu)評審為本merit-based
以買賣盤帶動order-driven
以披露為本disclosure-based
「以他人名義代持股份」安排“warehousing” arrangement
以物易物的虛晃交易banner barter transaction
以先舊后新方式配售placing and top-up; top up placing
以現(xiàn)金折算的息股證cash settled ELI
以信息披露為重disclosure-based
以責(zé)務(wù)變更的方式進(jìn)行凈額結(jié)算netting by novation
以最佳價(jià)格/條件執(zhí)行交易的原則principle of best execution
已發(fā)行股份/股本/股票issued shares; outstanding stock
已劃分成交；已劃分的買賣isolated trade
已劃分的買賣；已劃分成交isolated trade
「已劃分的買賣」制度【中央結(jié)算系統(tǒng)】isolated trades system【CCASS】
已交收數(shù)額報(bào)告【中央結(jié)算系統(tǒng)】Settled Position Report【CCASS】
已停業(yè)公司dormant company
易變性*volatility
溢價(jià)premium
溢利profit
溢利預(yù)測profit forecast
議價(jià)交易negotiated transaction
翌日凈額結(jié)算系統(tǒng)next day net settlement system
陰陽燭圖candlestick chart
銀行承兌匯票banker's acceptance
銀行對賬表bank reconciliation statement
銀行間市場清算所股份有限公司（上海清算所）Shanghai Clearing House (SHCH)
銀行結(jié)匯體系exchange surrender system
銀行確認(rèn)書bank confirmation
銀行融通額/融資額banking facility
銀行同業(yè)拆借市場interbank market
銀行證明文件bank confirmation
銀團(tuán)貸款syndicated loan
隱藏交易額買賣盤hidden-size order
隱名交易；匿名交易anonymous trading
引申波幅implied volatility
引申波幅敏感度vega
印度盧比兌美元期貨Indian Rupee vs US Dollar Futures (INR/USD Futures)
印度盧比兌人民幣（香港）期貨Indian Rupee vs Renminbi (Hong Kong) Futures (INR/CNH Futures)
印度盧比貨幣期貨合約Indian Rupee Currency Futures
印花稅stamp duty
英格蘭及威爾斯特許會計(jì)師公會Institute of Chartered Accountants in England and Wales (ICA England & Wales)
英國金融市場行為監(jiān)管局Financial Conduct Authority (FCA)【UK】
英國金融業(yè)管理局Financial Services Authority (FSA)【UK】
英國投資管理監(jiān)管組織Investment Management Regulatory Organisation (IMRO)
盈富基金Tracker Fund of Hong Kong (TraHK)
盈利earnings; profit
盈利對利息倍數(shù)interest cover; interest coverage
盈利警告；盈警profit warning
盈息權(quán)證dividend accumulator warrant
盈余儲備surplus reserve
營業(yè)日business day
營運(yùn)／營業(yè)租賃operating lease
營運(yùn)資金working capital
熒光屏廣播訊息服務(wù)Broadcast Message Service
影響股價(jià)資料price-sensitive information
影響市場資料market-sensitive information
影子董事shadow director
應(yīng)付即日差額繳款intra-day marks payment obligations
應(yīng)付內(nèi)地結(jié)算備付金報(bào)告Mainland Settlement Deposit Payable Report
應(yīng)付內(nèi)地證券結(jié)算保證金報(bào)告Mainland Security Deposit Payable Report
應(yīng)付賬款accounts payable
應(yīng)急可轉(zhuǎn)債contingent convertible bond (CoCo bond)
應(yīng)計(jì)費(fèi)用accrued expenses
應(yīng)計(jì)利息accrued interest
應(yīng)計(jì)收入accrued revenue
應(yīng)計(jì)制【會計(jì)】accrual basis【accounting】
應(yīng)納稅所得額*taxable income
應(yīng)收賬款accounts receivable
應(yīng)用程式界面Application Programming Interface (API)
應(yīng)用服務(wù)供應(yīng)商Application Service Provider (ASP)
應(yīng)用指引【《上市規(guī)則》】Practice Note【Listing Rules】
應(yīng)占股權(quán)attributable equity interest
硬包銷hard underwriting
硬貨幣hard currency
永久優(yōu)先股perpetual preference share
永久債券 / 永續(xù)債券perpetual bond
用戶代號User ID
用戶接納測試/用戶接收測試user acceptance test (UAT)
用戶終端設(shè)施user access
「用者自付」原則“user pay” principle
傭金回扣commission rebate
優(yōu)化前端監(jiān)控模式Enhanced Pre-Trade Checking Model
優(yōu)先股preference share; preferred share
優(yōu)先普通股preferred ordinary share
優(yōu)先認(rèn)購權(quán)；優(yōu)先購買權(quán)pre-emptive right
優(yōu)先債券*senior debt securities
優(yōu)質(zhì)證券seasoned securities
有擔(dān)保的賣空交易covered short selling
有抵押權(quán)證collateralized warrant
《有關(guān)發(fā)行人分派股息及其他權(quán)益的指引》Guide on Distribution of Dividends and Other Entitlements
《有關(guān)公告須由交易所預(yù)先審閱的規(guī)定的指引》Guide on pre-vetting requirements for announcements
有關(guān)暫時(shí)停牌公司之報(bào)告Temporary Suspension Status Report
有條件現(xiàn)金收購/要約conditional cash offer
有條件協(xié)議conditional agreement
有限投票權(quán)股份limited voting share
有限責(zé)任公司limited liability company
有限制牌照銀行restricted licence bank (RLB)
有形資產(chǎn)凈值net tangible assets
有紙股份certificated shares
逾時(shí)交易late trading
與關(guān)聯(lián)者的交易；關(guān)聯(lián)方交易related party transaction
預(yù)計(jì)平均結(jié)算價(jià)estimated average settlement price (EAS price)
預(yù)計(jì)資本值estimated capital value
預(yù)設(shè)期貨跨期合約Predefined Futures Calendar Spreads
預(yù)托證券depositary receipt
預(yù)先審批pre-clearance
預(yù)先審閱pre-vetting
原油期貨crude oil futures
源指令碼source code
遠(yuǎn)程聯(lián)通客戶Remote Access Client
遠(yuǎn)東交易所 (1969 年-1986 年)The Far East Exchange (1969-1986)
遠(yuǎn)期貨幣合約currency forward
遠(yuǎn)期利率合約Forward Rate Agreement (FRA)
遠(yuǎn)期權(quán)利forward entitlement
遠(yuǎn)期月份distant month; back month
遠(yuǎn)期指數(shù)期權(quán)/長期指數(shù)期權(quán)long-dated index options
約價(jià)*consideration
約務(wù)更替novation
云端運(yùn)算技術(shù)cloud computing technologies

Z

軋空頭*squeeze
在交易所買賣的期權(quán)traded option
再融資；后續(xù)發(fā)行；上市后發(fā)行；增發(fā)follow-on offering
再貼現(xiàn)rediscount
再許可sub-licence
暫不采取行動豁免no-action relief
暫定配額通知書provisional letter of allotment
暫擱注冊shelf registration facility
暫緩還款協(xié)議standstill agreement
暫緩執(zhí)行配對交收指示hold matched SI
暫記賬suspense account
暫收款temporary receipts
暫停辦理過戶登記手續(xù)closure of books; closure of register
暫停時(shí)段blocking period
暫用節(jié)流率temporary throttle rate
暫用節(jié)流率計(jì)劃Throttle-On-Demand Scheme
早市morning session
造價(jià)price manipulation
造殼活動shell manufacturing
造市market manipulation
責(zé)任承諾書responsibility letter
責(zé)任聲明書responsibility statement
責(zé)務(wù)變更novation
責(zé)務(wù)變更合約novated contract
增補(bǔ)/補(bǔ)充上市文件supplementary/supplemental listing document
增發(fā)；再融資；后續(xù)發(fā)行；上市后發(fā)行follow-on offering
增強(qiáng)限價(jià)盤enhanced limit order
增售條款【包銷】greenshoe【underwriting】
增值accretion
增值服務(wù)value-added service
增值稅value added tax (VAT)
摘牌*delisting
債權(quán)股額loan stock
債權(quán)人creditor
債權(quán)證debenture
債券bond; debenture; debt securities; loan stock
債券抵押證券Collateralised Bond Obligation (CBO)
債券通Bond Connect
債券通有限公司（債券通公司）Bond Connect Company Limited (BCCL)
債務(wù)indebtedness
債務(wù)/股本金比率*debt-to-equity ratio
債務(wù)報(bào)表indebtedness statement
債務(wù)償還debt repayment
債務(wù)抵押債券Collateralised Debt Obligation (CDO)
債務(wù)工具中央結(jié)算系統(tǒng)【金管局】Central Moneymarkets Unit (CMU) 【HKMA】
債務(wù)鏈debt chain
債務(wù)人debtor
債務(wù)市場debt market
債務(wù)證券debt securities; loan stock
債轉(zhuǎn)股debt-for-equity swap
展期；轉(zhuǎn)倉roll-over
斬倉margin cut; liquidation; forced liquidation
戰(zhàn)略投資者strategic investor
戰(zhàn)略新興產(chǎn)業(yè)板【內(nèi)地】Strategic Emerging Industries Board 【Mainland】
漲跌幅限制*trading limits
漲跌停板措施circuit breaker
賬簿管理人；配售經(jīng)辦人book runner
賬齡分析aging analysis of accounts
賬面凈值net book value
賬面值book value
賬目調(diào)整表statement of adjustments
招標(biāo)發(fā)售offer by tender
招股機(jī)制offering mechanism
招股價(jià)issue price
招股書；招股章程；招股說明書*prospectus
招股文件網(wǎng)上預(yù)覽版Web Proof Prospectus
折舊depreciation
折扣discount; haircut
折扣經(jīng)紀(jì)discount broker
折讓；折價(jià)*discount
折讓經(jīng)紀(jì)discount broker
折現(xiàn)率discount rate
幀中繼交易網(wǎng)frame relay trading network
震倉；震盤*squeeze
爭奪式收購contested takeover
征求建議書request for proposal
征求意見稿exposure draft
征收印花稅運(yùn)作程序Operation Procedures for Stamp Duty Collection
整合consolidation; integration
整合統(tǒng)籌小組Integration Management Office
整批輸入核對程序【中央結(jié)算系統(tǒng)】batch validation run【CCASS】
整批輸入交收指示【中央結(jié)算系統(tǒng)】SI Batch File Service【CCASS】
整體持倉overall position
正常買賣盤差額normal order imbalance
正常運(yùn)行比率uptime
正股underlying stock
政府和社會資本合作項(xiàng)目；政府和社會資本合作Public Private Partnership (PPP)
政府債券government bond
證監(jiān)會電子服務(wù)網(wǎng)站SFC Online Portal
《證監(jiān)會合規(guī)通訊：中介人》SFC Compliance Bulletin: Intermediaries
證監(jiān)會論壇SFC Regulatory Forum
證監(jiān)會雙重存檔事宜顧問小組SFC Dual Filing Advisory Group
證券按貸財(cái)務(wù)提供者share margin finance provider (SMFP)
證券保證金融資share margin financing
證券保證金融資人securities margin financier
證券代號stock code
證券的認(rèn)可價(jià)值admissible securities value
證券登記公司總會有限公司Federation of Shares Registrars Limited
證券抵押品securities collateral
證券隔分segregation of securities
證券柜臺買賣中心（柜買中心）【臺灣】Taipei Exchange (TPEx)
證券合伙商號dealing partnership
證券化securitisation
證券化率*securitisation ratio
證券匯集轉(zhuǎn)按margin pooling
《證券及期貨（淡倉申報(bào)）規(guī)則》Securities and Futures (Short Position Reporting) Rules
證券及期貨事務(wù)監(jiān)察委員會（證監(jiān)會）The Securities and Futures Commission (SFC)
證券及期貨事務(wù)上訴審裁處Securities and Futures Appeals Tribunal (SFAT)
證券及期貨事務(wù)上訴委員會Securities and Futures Appeals Panel
《證券及期貨事務(wù)監(jiān)察委員會持牌人或注冊人操守準(zhǔn)則》Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission
《證券及期貨(在證券市場上市)規(guī)則》Securities and Futures (Stock Market Listing) Rules
證券及投資管理局【英國】Securities and Investment Board (SIB) 【UK】
證券及衍生產(chǎn)品市場綜合網(wǎng)絡(luò)SDNet/2 (Securities and Derivatives Network)
證券交易法【臺灣】Securities and Exchange Act【Taiwan】
證券交易委員會【美國】Securities and Exchange Commission (SEC) 【US】
證券交易自動報(bào)價(jià)系統(tǒng)【內(nèi)地】Securities Trading Automated Quotation System(STAQS)【Mainland】
證券借出人securities lender
證券借貸協(xié)議書securities borrowing and lending agreement (SBLA)
證券經(jīng)銷經(jīng)紀(jì)jobber
證券經(jīng)銷經(jīng)紀(jì)印花稅jobber stamp duty
證券賠償基金委員會【證監(jiān)會】Securities Compensation Fund Committee 【SFC】
《證券（披露權(quán)益）具報(bào)紀(jì)錄》Securities (Disclosure of Interests) Notification History Reports
《證券（披露權(quán)益）具報(bào)摘要》【刊物】Securities (Disclosure of Interests) Notification Summaries【publication】
證券批銷經(jīng)紀(jì)jobber
證券期貨局【臺灣】Securities and Futures Bureau【Taiwan】
證券商dealer
證券商代表dealer's representative
證券商董事dealing director
證券商協(xié)會有限公司The Institute of Securities Dealers Ltd
《證券上市規(guī)則》（《香港聯(lián)合交易所有限公司證券上市規(guī)則》）Exchange Listing Rules (Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited)
證券市場歷史研究計(jì)劃Stock Market History Project
證券市場自動化監(jiān)察及交易分析系統(tǒng)Securities Markets Automated Research Training & Surveillance (SMARTS)
證券投資基金securities investment fund
證券信用交易*；融資融券*margin trading and securities lending
證券業(yè)培訓(xùn)課程securities training programme
鄭州商品交易所（鄭商所）Zhengzhou Commodity Exchange (ZCE)
支付和市場基礎(chǔ)設(shè)施委員會Committee on Payments and Market Infrastructures (CPMI)
支付及結(jié)算系統(tǒng)委員會(2014 年易名「支付和市場基礎(chǔ)設(shè)施委員會」)Committee on Payment and Settlement Systems(CPSS)
芝加哥期貨交易所Chicago Board of Trade (CBOT)
芝加哥期權(quán)交易所Chicago Board Options Exchange (CBOE)
芝加哥商品交易所Chicago Mercantile Exchange (CME)
芝加哥選擇權(quán)交易所Chicago Board Options Exchange (CBOE)
芝商所CME Group
直駁光纖dark fibre
直接記存指示；直接存款/存賬指示Direct Credit Instruction (DCI)
直接結(jié)算direct clearing
直接結(jié)算參與者Direct Clearing Participant (DCP)
直接記除指示；直接扣款/扣賬指示Direct Debit Instruction (DDI)
直接扣除按金系統(tǒng)Direct Margin Debiting System (DMDS)
直接納入中央結(jié)算系統(tǒng)的新股direct stock admission【CCASS】
直線折舊法straightline method of depreciation
直通式交易處理運(yùn)作；直通式交易程序straight-through processing
直至到期盤【限價(jià)盤】Until Expiry【limit orders】
執(zhí)業(yè)審核制度practice review system
職工股【內(nèi)地】employee share【Mainland】
職能劃分制度/職能分管制度Chinese Wall
職權(quán)范圍terms of reference
《執(zhí)法通訊》【證監(jiān)會】Enforcement Reporter【SFC】
執(zhí)行報(bào)告服務(wù)drop copy service
執(zhí)行董事executive director
執(zhí)業(yè)會計(jì)師公會【美國】Institute of Certified Public Accountants (ICPA)【US】
指定分配【期權(quán)】assignment【options】
指定顧問【倫敦證券交易所】Nominated Adviser (Nomad) 【London Stock Exchange】
指定銀行designated bank
指定證券；標(biāo)的證券*designated securities
紙黃金paper gold
止蝕盤；止損委托*stop order; stop-loss order
止蝕限價(jià)盤stop limit order
指示價(jià)格indicative price
指數(shù)變數(shù)；指數(shù)變體index variant
指數(shù)參與單位index participation unit
指數(shù)掉期index swap
指數(shù)掛鉤及低收費(fèi)產(chǎn)品indexing and low cost product
指數(shù)加權(quán)移動平均方法exponentially-weighted moving average
指數(shù)牌照費(fèi)index license fees
指數(shù)期貨index futures
指數(shù)權(quán)證index warrant
指數(shù)認(rèn)購權(quán)證index call warrant
指數(shù)套戥index arbitrage
指數(shù)預(yù)托證券index depositary receipt; index share
指數(shù)債券index bond
指引信guidance letter
指引摘要【《上市規(guī)則》】Guidance Note【Listing Rules】
「只限長倉」期權(quán)經(jīng)紀(jì)Long Only Brokers for Options (LOBO)
制訂系統(tǒng)規(guī)模system sizing
智慧型投資策略 ETFsmart beta ETF
制造業(yè)采購經(jīng)理指數(shù)Purchasing Managers’ Index (PMI)
質(zhì)押式回購*collateralised repo
滯脹stagflation
忠誠保險(xiǎn)計(jì)劃fidelity insurance scheme
中國 A 股連接產(chǎn)品China A-Share Access Products (CAAP)
中國保險(xiǎn)監(jiān)督管理委員會（中國保監(jiān)會）China Insurance Regulatory Commission (CIRC)
中國存托憑證*Chinese depositary receipt (CDR)
中國國際金融有限公司China International Capital Corporation Ltd (CICC)
中國國際經(jīng)濟(jì)貿(mào)易仲裁委員會China International Economic and Trade Arbitration Commission
中國國家現(xiàn)代化支付系統(tǒng)China National Advanced Payment System (CNAPS)
中國結(jié)算參與人ChinaClear Participant
中國金融期貨交易所（中金所）China Financial Futures Exchange (CFFEX)
中國會計(jì)學(xué)會Accounting Society of China (ASC)
中國會計(jì)準(zhǔn)則委員會China Accounting Standards Committee
中國內(nèi)地地區(qū)折扣優(yōu)惠計(jì)劃Mainland China Discount Programme
中國期貨市場監(jiān)控中心有限責(zé)任公司（中國期監(jiān)）China Futures Margin Monitoring Center Co., Ltd (CFMMC)
中國期貨業(yè)協(xié)會China Futures Association
《中國企業(yè)會計(jì)準(zhǔn)則》China Accounting Standards for Business Enterprises (CASBE)
中國人民銀行People's Bank of China (PBC)
中國上市公司協(xié)會China Association for Public Companies
中國審計(jì)準(zhǔn)則委員會Chinese Auditing Standards Board
中國投資發(fā)展促進(jìn)會China Association for the Promotion of Investment (CAPI)
中國投資信息有限公司China Investment Information Services Limited (CIIS)
中國投資有限責(zé)任公司China Investment Corporation Ltd (CIC)
中國外匯交易中心China Foreign Exchange Trade System (CFETS)
中國銀行保險(xiǎn)監(jiān)督管理委員會（中國銀保監(jiān)會）China Banking and Insurance Regulatory Commission (CBIRC)
中國銀行間市場交易商協(xié)會【內(nèi)地】National Association of Financial Market Institutional Investors 【Mainland】
中國銀行業(yè)監(jiān)督管理委員會（中國銀監(jiān)會）China Banking Regulatory Commission (CBRC)
中國預(yù)托證券Chinese depositary receipt (CDR)
中國證券登記結(jié)算有限責(zé)任公司（中國證券登記結(jié)算 或 中國結(jié)算）China Securities Depository and Clearing Corporation Limited (CSDC or China Clear)
中國證券監(jiān)督管理委員會（中國證監(jiān)會）China Securities Regulatory Commission (CSRC)
《中國證券監(jiān)督管理委員會公告》China Securities Regulatory Commission Official Bulletin 【publication】
中國證券金融股份有限公司China Securities Finance Corporation Limited (CSF)
中國證券市場網(wǎng)頁China Stock Markets Web
中國證券投資者保護(hù)基金有限責(zé)任公司【內(nèi)地】China Securities Investor Protection Fund Corporation Limited 【Mainland】
中國證券業(yè)協(xié)會The Securities Association of China (SAC)
中國證券業(yè)協(xié)會基金公會The Chinese Association of Securities Investment Funds(CASIF)
中國證券業(yè)協(xié)會證券分析師專業(yè)委員會Securities Analysts Association of China (SAAC)
中國注冊會計(jì)師協(xié)會The Chinese Institute of Certified Public Accountants (CICPA)
中華港股通優(yōu)選 50 指數(shù)（中華港股通優(yōu)選50）CES Stock Connect Hong Kong Premier 50 Index (CES SCHK50)
中華交易服務(wù) A 股外資優(yōu)先配置指數(shù)CES Foreign A-Shares Choice Index
中華交易服務(wù)半導(dǎo)體行業(yè)指數(shù)CES China Semiconductor Index
中華交易服務(wù)博彩業(yè)指數(shù)（中華博彩指數(shù)）CES Gaming Top 10 Index (CES G10)
中華交易服務(wù)博彩業(yè)指數(shù)期貨（博彩業(yè)期貨）CES Gaming Top 10 Index Futures
中華交易服務(wù)創(chuàng)新生物科技指數(shù)CES Innovative Biotech Index
中華交易服務(wù)房地產(chǎn)投資信托基金指數(shù)（中華房地產(chǎn)信托基金指數(shù)）CES REIT Index (CES REIT)
中華交易服務(wù)港股通成長指數(shù)CES SCHK Growth Index
中華交易服務(wù)港股通泛休閑娛樂指數(shù)（中華港股通泛休閑娛樂指數(shù)）CES SCHK Pan-Entertainment and Leisure Index (CES SCHK E&L)
中華交易服務(wù)港股通高股息低波動指數(shù)（中華港股通高息低波指數(shù)）CES SCHK High Yield Low Volatility Index (CES SCHK HYLV)
中華交易服務(wù)港股通護(hù)城河指數(shù)CES SCHK Moat Index
中華交易服務(wù)港股通價(jià)值指數(shù)CES SCHK Value Index
中華交易服務(wù)港股通精選 100 指數(shù)（中華港股通精選 100）CES Stock Connect Hong Kong Select 100 Index (CES SCHK100)
中華交易服務(wù)（滬深港）互聯(lián)互通指數(shù)系列CES Stock Connect Index Series
中華交易服務(wù)滬深港 300 指數(shù)（中華滬深港300）CES Stock Connect 300 Index (CES 300)
中華交易服務(wù)陸股通行業(yè)龍頭指數(shù)CES SCA Industry Top Index
中華交易服務(wù)香港生物科技指數(shù)CES HK Biotechnology Index
中華交易服務(wù)一帶一路指數(shù)（中華一帶一路指數(shù)）CES Belt and Road Index (CES OBOR)
中華交易服務(wù)預(yù)期高股息指數(shù)CES Forecast High Dividend Yield Index (CES FHY)
中華交易服務(wù)粵港澳大灣區(qū)指數(shù)CES Greater Bay Area Index
中華交易服務(wù)粵港澳大灣區(qū)優(yōu)勢產(chǎn)業(yè)指數(shù)CES Greater Bay Area Industries Select Index
中華交易服務(wù)中國 A80 指數(shù)（中華 A80）CES China A80 Index (CES A80)
中華交易服務(wù)中國 120 指數(shù)（中華 120）CES China 120 Index (CES 120)
中華交易服務(wù)中國 280 指數(shù)（中華 280）CES China 280 Index (CES 280)
中華交易服務(wù)中國海外民企指數(shù)（中華民企指數(shù)）CES China Private Elite Index (CES PElite)
中華交易服務(wù)中國跨境指數(shù)系列CES China Cross Border Index Series
中華交易服務(wù)中國香港內(nèi)地指數(shù)（中華香港內(nèi)地指數(shù)）CES China HK Mainland Index (CES HKMI)
中華通服務(wù)特別規(guī)則China Connect Service Special Rules
中華通中央交易網(wǎng)關(guān)China Connect Central Gateway (CCCG)
中華證券交易服務(wù)有限公司（中華交易服務(wù)）China Exchanges Services Company Limited (CESC)
中華證券通（中證通）China Stock Connect (CSC)
中間行使價(jià)middle exercise price
中介機(jī)構(gòu)/團(tuán)體intermediary
中介控股公司intermediate holding company
中介現(xiàn)象intermediation
中歐國際交易所（中歐所）China Europe International Exchange (CEINEX)
中期報(bào)告interim report
中期借貸便利操作【內(nèi)地】medium-term lending facility (MLF) 【Mainland】
中途停牌；短暫停牌trading halt
中外合資企業(yè)Sino-foreign equity joint venture
中位價(jià)期權(quán)middle-priced option
中午資料傳送服務(wù)Mid-day Data File Transfer Service
中小企業(yè)板【深交所】Small and Medium Enterprise Board (SME Board)【SZSE】
中小創(chuàng)新指數(shù)【深交所】SZSE Small/Mid Cap Innovation Index 【SZSE】
中型股mid-cap stock
中央存管處central depository
中央代理人central nominee
中央股份借貸系統(tǒng)centralised borrowing and lending system
中央掛盤冊central order book
中央國債登記結(jié)算有限責(zé)任公司（中債登）China Central Depository & Clearing Company Limited (CCDC)
中央?yún)R金投資有限責(zé)任公司Central Huijin Investment Ltd
中央交易紀(jì)錄central transaction log
中央結(jié)算對手；中央交易對手；中央交易對手結(jié)算所；中央對手方central counterparty (CCP)
中央結(jié)算及交收系統(tǒng) (中央結(jié)算系統(tǒng))Central Clearing and Settlement System (CCASS)
中央結(jié)算系統(tǒng)保證基金CCASS Guarantee Fund
中央結(jié)算系統(tǒng)參與者保薦戶口CCASS Participant Sponsored Account
中央結(jié)算系統(tǒng)參與者及指定銀行名錄CCASS Participant & Designated Bank List
中央結(jié)算系統(tǒng)登記冊CCASS Register
中央結(jié)算系統(tǒng)互聯(lián)網(wǎng)系統(tǒng)CCASS Internet System
中央結(jié)算系統(tǒng)強(qiáng)制證券借貸服務(wù)Compulsory Stock Borrowing and Lending Service in CCASS
《中央結(jié)算系統(tǒng)一般規(guī)則》General Rules of CCASS
《中央結(jié)算系統(tǒng)運(yùn)作程序規(guī)則》CCASS Operational Procedures
中央結(jié)算系統(tǒng)證券存管處CCASS Depository
中央控制工作站controller workstation
中央買賣盤紀(jì)錄central order book
中央交易網(wǎng)關(guān)Central Gateway
中央證券存管處國際會議Conference of Central Securities Depositories (CCSD)
中證恒生滬港通 AH 股精明指數(shù)（滬港通 AH股精明指數(shù)）Hang Seng CSI Shanghai-Hong Kong AH Smart Index (SHHKSI)
中證流通指數(shù)China Securities Free Floating Index
中證指數(shù)有限公司（中證指數(shù)公司）China Securities Index Company Limited (CSI)
中資企業(yè)控股公司（紅籌股）China-controlled company (Red Chip)
「終止及停止」令"cease and desist" order
眾籌活動crowd-funding activity
洲際交易所Intercontinental Exchange (ICE)
周轉(zhuǎn)率／交易流通速度／流通比率／轉(zhuǎn)手率／流轉(zhuǎn)率／換手率*turnover rate; velocity
逐日盯市*mark to market / mark-to-market
逐項(xiàng)交收trade-for-trade settlement
燭柱圖candlestick chart
主板main board
主辦券商*chief agency broker
主場中央結(jié)算所Host Clearing House
主承銷商*lead underwriter
主權(quán)風(fēng)險(xiǎn)sovereign risk
主題稽核theme inspection
主要保薦人primary sponsor
主要股東major shareholder; substantial shareholder
主要交易major transaction
主要經(jīng)辦人；牽頭經(jīng)辦人lead manager
主要經(jīng)濟(jì)指標(biāo)leading economic indicator
主要上市primary listing
主要主管【GEM】principal supervisor【GEM】
主要莊家primary market maker
注冊融資人registered financier
注冊商號registered firm
注冊證券商registered dealer
注冊中介團(tuán)體registered intermediary
注冊莊家Registered Trader
注釋備忘錄explanatory memorandum
注銷股份cancelled share
助理主管【GEM】assistant supervisor【GEM】
專家咨詢小組advisory specialist group
專題深度研討會deep-dive workshop
專線網(wǎng)絡(luò)系統(tǒng)Proprietary Network System (PNS)
專業(yè)銀行*specialised bank
專用交易系統(tǒng)proprietary trading system
專用線路dedicated line
專責(zé)監(jiān)察主任Designated Compliance Officer