新版金融英語詞匯表（N-R）

*Terms commonly used in the Mainland
*內(nèi)地用語 版本日期：2019年12月
可使用Ctrl + F 鍵查找

N

南向交易Southbound trading
內(nèi)部核數(shù)師internal auditor
內(nèi)部稽核internal audit
內(nèi)部監(jiān)控internal control
內(nèi)部譴責internal censure
內(nèi)地技術(shù)中心Mainland Technology Centre
內(nèi)地結(jié)算備付金Mainland Settlement Deposit
內(nèi)地市場行情合作協(xié)議計劃Mainland Market Data Collaboration Programme
內(nèi)地市場數(shù)據(jù)發(fā)布伙伴計劃Mainland Market Data Distribution Partnership Programme
內(nèi)地市場數(shù)據(jù)樞紐Mainland Market Data Hub (MMDH)
內(nèi)地銀行間債券市場China interbank bond market (CIBM)
內(nèi)地與香港基金互認安排Mainland-Hong Kong mutual recognition of funds
《內(nèi)地與香港關(guān)于建立更緊密經(jīng)貿(mào)關(guān)系的安排 ─ 與證券及期貨人員資格有關(guān)的安排》Mainland/Hong Kong Closer Economic Partnership Arrangement – Arrangements relating to Qualifications of Securities and Futures Industry Practitioners
內(nèi)地證券結(jié)算保證金Mainland Security Deposit
內(nèi)地證券結(jié)算風險基金Mainland Clearing Risk Fund
內(nèi)聯(lián)網(wǎng)intranet
內(nèi)幕交易insider dealing
內(nèi)幕交易審裁處Insider Dealing Tribunal
內(nèi)幕交易者insider dealer
內(nèi)幕消息inside information
《內(nèi)幕消息披露指引》【證監(jiān)會】Guidelines on Disclosure of Inside Information【SFC】
內(nèi)在衍生工具embedded derivative
內(nèi)在值intrinsic value
內(nèi)資股【內(nèi)地】domestic share【Mainland】
擬定開市價Calculated Opening Price (COP)
逆差額【中央結(jié)算系統(tǒng)】unfavourable marks【CCASS】
逆向投資者contrarian
逆周期因子counter-cyclical factor
逆轉(zhuǎn)交易【期權(quán)】trade reversals【options】
逆轉(zhuǎn)交易合約【期權(quán)】reversal contract【options】
匿名交易；隱名交易anonymous trading
年報annual report
年度股東大會*annual general meeting (AGM)
年度賬目annual accounts
年結(jié)日balance sheet date
年金*pension fund
牛市bull market
牛熊證Callable Bull/Bear Contract
紐約泛歐交易所集團NYSE Euronext (NYX)
女菁匯Women’s Exchange

O

歐式期權(quán)European style option
歐洲復(fù)興及開發(fā)銀行（即 世界銀行）European Bank of Reconstruction and Development (EBRD) (ie World Bank)
歐洲貨幣債券Eurobond
歐洲清算系統(tǒng)Euroclear
歐洲清算銀行Euroclear Bank
歐洲經(jīng)濟及貨幣聯(lián)盟European Economic and Monetary Union (EMU)
歐洲可換股擔保債券Euro-convertible guaranteed bond
歐洲市場基礎(chǔ)設(shè)施監(jiān)管規(guī)則European Market Infrastructure Regulation (EMIR)
歐洲債券Eurobond
歐洲證券及市場管理局European Securities and Markets Authority

P

扒頭交易front running
排媒現(xiàn)象disintermediation
排期申請表格advance booking form
牌照licence
派送股份/紅股bonus issue
盤order; position
盤存inventory
盤房dealing room
盤后*after-hour
盤后交易；收市后交易after-hours trading
盤紙order form
盤中*intra day
盤中競價時段mid-session auction
盤中臨時停牌*/ 盤中停牌*trading suspension
拋空short selling / short sale
賠償基金儲備賬Compensation Fund Reserve Account
賠償委員會Compensation Committee
配對交易pairs trade; pair trading
配發(fā)allotment
配售placing
配售代理placing agent
配售經(jīng)辦人；賬簿管理人book runner
配售新股rights issue
披露/披露事項disclosure
披露權(quán)益disclosure of interests
「披露易」網(wǎng)站HKEXnews website
「啤打」系數(shù)beta coefficient
偏離值stray value
票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)Clearing House Automated Transfer System (CHATS)
票據(jù)交換所自動轉(zhuǎn)賬系統(tǒng)付款指示CHATS Payment Instruction
票據(jù)密集交收paper intensive settlement
票面利率coupon; coupon rate
票面息率coupon; coupon rate
票面值par value
撇銷write off
平倉close out; cover; position squaring
平倉重開position reopening
平倉合約closing contract
平倉價；離場價exit price
平倉交易closing transaction
平衡價格equilibrium price
平衡價值parity value
平衡項目balancing item
平價【期權(quán)】parity【options】
平價期權(quán)at-the-money option
平均價盤average value order
平均結(jié)算權(quán)證Average Return Warrant
平均每日成交額 / 日均成交量average daily turnover (ADT)
平買入倉【期權(quán)】closing buy【options】
平賣出倉【期權(quán)】closing sale【options】
平臺接入?yún)f(xié)議platform access agreement
憑證式附屬登記冊certificated sub-register
憑證式股東certificated shareholder
憑證式國庫券【內(nèi)地】Certificate Treasury【Mainland】
普氏全球金屬獎Platts Global Metals Awards
普通股ordinary share
普通債券straight bond

Q

期初存貨opening stock
期貨低水；期貨貼水；貼水backwardation
期貨高水；期貨升水；升水contango
期貨經(jīng)紀商【臺灣】Futures Commission Merchant【Taiwan】
期貨賠償基金委員會【證監(jiān)會】Futures Compensation Fund Committee【SFC】
期末存貨closing stock
期權(quán)option
期權(quán)長倉合約long options contract
期權(quán)持倉option position
期權(quán)持有人option holder
期權(quán)定價option valuation
期權(quán)定價模式option pricing model
期權(quán)短倉short option
期權(quán)短倉合約short options contract
期權(quán)費用options tariff
期權(quán)合約option contract
期權(quán)合約凈持倉net open options contract; net options position
期權(quán)交付指令options delivery instruction
期權(quán)交易代表Options Trading Representative
《期權(quán)交易規(guī)則》Options Trading Rules
期權(quán)交易確認書options trade confirmation
期權(quán)交易主任Options Trading Officer
期權(quán)交易主任及代表考試Options Trading Officer and Representative Examinations
《期權(quán)結(jié)算規(guī)則》Options Clearing Rules
期權(quán)結(jié)算主任Options Clearing Officer
期權(quán)結(jié)算主任考試Options Clearing Officer Examination
期權(quán)金premium
期權(quán)金成交額premium turnover
期權(quán)經(jīng)紀交易所參與者Options Broker Exchange Participant (OBEP)
期權(quán)客戶協(xié)議書Options Client’s Agreement
期權(quán)類別option class
期權(quán)買方option buyer
期權(quán)買賣交易所參與者Options Trading Exchange Participant (OTEP)
《期權(quán)買賣交易所參與者交易運作程序》Operational Trading Procedures for Options Trading Exchange Participants
《期權(quán)買賣交易所參與者結(jié)算運作程序》Operational Clearing Procedures for Options Trading Exchange Participants
期權(quán)賣方option seller; option writer
期權(quán)數(shù)碼資料傳送專線options digital datafeed
期權(quán)系列option series
期權(quán)資訊服務(wù)Options Information Service
企業(yè)風險管理架構(gòu)Enterprise Risk Management Framework
企業(yè)管治corporate governance
《企業(yè)管治守則》Corporate Governance Code
《企業(yè)規(guī)管通訊》【證監(jiān)會】Corporate Regulation Newsletter 【SFC】
企業(yè)狙擊手corporate raider
企業(yè)內(nèi)容管理系統(tǒng)Enterprise Content Management system
企業(yè)融資協(xié)會The Corporate Finance Association (corpfina)
企業(yè)社會責任corporate social responsibility (CSR)
企業(yè)債*enterprise bond
企業(yè)資訊資料庫Enterprise Information Database
《企業(yè)融資顧問操守準則》【證監(jiān)會】Corporate Finance Adviser Code of Conduct 【SFC】
氣候相關(guān)財務(wù)資訊披露工作組Taskforce for Climate Related Financial Disclosure (TCFD)
遷冊change of domicile
牽頭包銷商lead underwriter
牽頭經(jīng)辦人；主要經(jīng)辦人lead manager
前端監(jiān)控pre-trade checking
前端監(jiān)控風險管理Pre-Trade Risk Management (PTRM)
前端監(jiān)控風險管理系統(tǒng)Pre-Trade Risk Management System
前海聯(lián)合交易中心有限公司Qianhai Mercantile Exchange Company Limited (QME)
前海深港現(xiàn)代服務(wù)業(yè)合作區(qū)Qianhai Shenzhen-Hong Kong Modern Service Industry
前收市價previous closing price
前線辦公室系統(tǒng)front-office system
前置式監(jiān)管front-loaded regulation
淺白語言計劃【證監(jiān)會】Project on the Use of Plain Language 【SFC】
譴責reprimand; censure
欠款arrears
嵌入式衍生工具embedded derivative
強行平倉forced closing-out
強制補購compulsory buy-in; forced buy-in
強制出售通知Forced-Sale Notice
強制可換股證券mandatory convertible securities (MCS)
強制收回事件；強制贖回事件Mandatory Call Event
強制性公積金mandatory provident fund (MPF)
強制性公積金計劃管理局（積金局）Mandatory Provident Fund Schemes Authority (MPFA)
強制性收購建議mandatory bid; mandatory offer
清盤liquidation
清算clearing
清算價clearing price
清算交收settlement
清洗交易whitewash transaction; wash sale; wash trade
輕微違紀事件/行為summary offence
輕裝版衍生產(chǎn)品數(shù)據(jù)專線Derivatives Lite (D-Lite)
區(qū)塊鏈技術(shù)blockchain
區(qū)域網(wǎng)絡(luò)Local Area Network (LAN)
區(qū)域全面經(jīng)濟伙伴關(guān)系協(xié)定Regional Comprehensive Economic Partnership (RCEP)
取方參與者receiving Participant
取消／收回【牛熊證】knockout【CBBC】
取消登記decleared
取消交易【期權(quán)】trade reversals【options】
取消交易合約【期權(quán)】reversal contract【options】
取消前有效買賣盤good-till-cancelled order (GTC)
全部完成或放棄買賣盤all-or-none order
全程封閉；閉環(huán)系統(tǒng)closed loop
全額或取消【限價盤】Fill or Kill【limit orders】
全國電子交易系統(tǒng)【內(nèi)地】National Electronic Trading System (NETS) 【Mainland】
全國社會保障基金National Social Security Fund (NSSF)
全國社會保障基金理事會【內(nèi)地】National Council for Social Security Fund 【Mainland】
全國銀行間同業(yè)拆借中心【內(nèi)地】National Interbank Funding Centre【Mainland】
全國中小企業(yè)股份轉(zhuǎn)讓系統(tǒng)（新三板）【內(nèi)地】National Equities Exchange and Quotations (NEEQ, or New Third Board)【Mainland】
全面豁免blanket waiver; general waiver
全面結(jié)算參與者General Clearing Participant (GCP)
全面披露full disclosure
全面收購建議general offer
全面收益comprehensive income
全面攤薄每股盈利fully diluted earnings per share
全盤證券數(shù)據(jù)【數(shù)據(jù)傳送專線】Securities FullTick【datafeed】
全球報告倡議組織Global Reporting Initiative (GRI)
全球法人機構(gòu)識別編碼體系Global Legal Entity Identifier System (GLEIS)
全球期貨交易系統(tǒng)Globex
全球預(yù)托證券；全球存托憑證*global depositary receipt (GDR)
全權(quán)代客買賣賬戶discretionary account
全權(quán)管理人discretionary manager
全權(quán)委托戶口discretionary account
全權(quán)委托客戶discretionary client
全權(quán)委托盤discretionary order; no-forcing order; order at discretion
全權(quán)信托discretionary trust
全收益指數(shù)total return index
全資附屬公司wholly-owned subsidiary
權(quán)利金*【期權(quán)】premium
權(quán)益報表【中央結(jié)算系統(tǒng)】Entitlement Statement【CCASS】
權(quán)益法【會計】equity method【accounting】
權(quán)益股本equity capital; equity share capital
權(quán)益會計法equity method of accounting
權(quán)益列表entitlement table
權(quán)益人；持份者；利益相關(guān)者；干系人*；利益攸關(guān)者*stakeholder
權(quán)責發(fā)生制*【會計】accrual basis【accounting】
權(quán)證warrant
券款對付【債券通】delivery vs payment (DvP)
券面利率coupon; coupon rate
券商*brokerage
券商客戶編碼Broker-to-Client Assigned Number (BCAN)
群集式伺服器cluster server

R

人均國民生產(chǎn)總值per capita gross national product
人均國內(nèi)生產(chǎn)總值per capita gross domestic product
人民幣定息及貨幣論壇RMB Fixed Income and Currency Conference
人民幣合格境外機構(gòu)投資者RMB Qualified Foreign Institutional Investor (RQFII)
人民幣合格境內(nèi)機構(gòu)投資者RMB Qualified Domestic Institutional Investor (RQDII)
人民幣貨幣期貨RMB Currency Futures
人民幣貨幣期權(quán)RMB Currency Option
人民幣貨幣指數(shù)期貨RMB Currency Index Futures
人民幣即時支付結(jié)算系統(tǒng)（人民幣 RTGS）RMB Real Time Gross Settlement (RTGS) system
人民幣跨境支付系統(tǒng)RMB Cross-border Inter-bank Payment System (CIPS)
人手操作的逾時交易manual late trading
人證港幣交易通（交易通）RMB Equity Trading Support Facility (TSF)
認購subscription
認購不足undersubscribed; underbooked
認購短倉short call
認購期權(quán)call option
認購期權(quán)沽出者call writer
認購期權(quán)空倉short call
認購權(quán)證call warrant
認沽短倉short put
認沽期權(quán)put option
認沽期權(quán)沽出者put writer
認沽期權(quán)空倉short put
認沽權(quán)證put warrant
認沽認購等價關(guān)系relationship of put-call parity
認股期權(quán)share option
認股權(quán)證/認購權(quán)證warrant
認可存款基金approved deposit fund
認可負債ranking liabilities
認可行業(yè)資格Recognised Industry Qualifications (RIQ)
認可基金authorised fund
認可交易登記系統(tǒng)【場外結(jié)算公司】Approved Trade Registration System (ATRS) 【OTC Clear】
認可投資交易所Recognised Investment Exchange
認可用戶authorised user
認可值admitted value
認可資產(chǎn)凈值net admissible assets
日報表daily quotations sheet
日間回購交易機制【銀行】intraday Repo facility【banking】
日經(jīng)平均指數(shù)Nikkei Stock Average
日均成交量 / 平均每日成交額average daily turnover (ADT)
日落條款sunset clause
日終批量處理程序day-end batch processing
日終交收day-end settlement
日轉(zhuǎn)期匯Rolling Forex
熔斷機制*circuit breaker
融通票據(jù)accommodation bill
融通收費accommodation charge
融資監(jiān)控指標【內(nèi)地】margin trading indicator【Mainland】
融資券*financing bill
融資人financier
融資融券*；證券信用交易*margin trading and securities lending
融資租賃承擔finance lease commitment
入侵防護系統(tǒng)Intrusion Protection System
軟貨幣soft currency
軟傭金soft commission
軟著陸soft landing
弱勢貨幣soft currency